About the Job
Aquis Search is currently assisting a financial services analytics business in their search for an Associate Director Legal in Mumbai. This mid-senior level, full-time on-site position is aimed at experienced SEBI regulatory lawyers with about 12 years of post-qualification experience (PQE). The role involves providing legal support and guidance in compliance with SEBI regulations, managing interactions with the SEBI regulator, and ensuring adherence to legal standards within the business. This page discusses about the job opportunity at Aquis Search: Associate Director Legal.
About the Organization
Aquis Search is a leading recruitment firm specializing in the financial services, legal, and technology sectors. The company operates with a focus on elite legal and governance talent across Asia. With a team of over 200 employees, Aquis Search is committed to connecting top talent with exceptional opportunities. Their client in this instance is a prominent financial services analytics business, emphasizing compliance, risk management, and transactional support in the banking and financial services sectors.
Eligibility
To be eligible for the Associate Director Legal position, candidates must meet the following criteria:
- Educational Qualification: Bachelor’s degree in Law (LL.B) from a recognized institution. Additional qualifications such as LL.M or relevant certifications are desirable.
- Experience: 12 years of experience in legal roles, with a focus on securities markets, banking, financial services, and regulatory compliance.
- Skills and Knowledge:
- Familiarity with SEBI regulations and other relevant legal frameworks governing the financial services industry.
- Proven ability to assess legal risks, manage uncertainties, and navigate high-pressure conflict scenarios.
- Excellent communication and interpersonal skills.
- Strong relationship-building skills with the ability to collaborate effectively with internal and external stakeholders.
- Adaptability in a dynamic environment with evolving regulatory requirements and business priorities.
Role and Responsibilities
Key responsibilities of the Associate Director Legal include:
- Legal Compliance and Regulatory Affairs:
- Ensure compliance with SEBI regulations and other relevant legal frameworks.
- Stay updated with changes in regulatory requirements and communicate implications to internal stakeholders.
- Act as a liaison between the company and regulatory authorities, managing interactions and inquiries effectively.
- Risk Management:
- Identify legal risks associated with ratings operations and develop strategies to mitigate them.
- Provide legal counsel on high-pressure and conflict scenarios, guiding stakeholders towards optimal solutions.
- Transactional Support:
- Review and negotiate contracts, agreements, and legal documents related to ratings business activities.
- Collaborate with internal teams to ensure legal requirements are met in transactions and client relationships.
- Policy Development:
- Assist in the development and implementation of company policies and procedures to ensure legal compliance and risk mitigation.
- Provide input on policy changes and enhancements based on evolving regulatory landscapes and industry trends.
- Stakeholder Management:
- Build and maintain effective relationships with internal stakeholders, including business teams, management, and other legal functions.
- Act as a trusted advisor, providing legal guidance and support on various operational matters.
Perks
- Competitive salary commensurate with experience.
- Opportunity to work with a leading financial services analytics business.
- Professional growth and development in a dynamic and evolving regulatory environment.
- Collaborative and supportive work culture.
Mode and Location
This is a full-time, on-site position based in Mumbai, Maharashtra, India.
Application Procedure
Interested candidates can apply by clicking on the official job listing link or by sending an email to Karan Sharma at karansharma@aquissearch.com for a confidential chat. Ensure to include your updated resume and any relevant details in your communication.
Important Dates
- Application Deadline: Apply as soon as possible to secure your position.
Official Link
For more details and to apply, Click here
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